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  • A $1.2 million penalty fine has been issued to Merrill Lynch, Pierce, Fenner & Smith (Merrill Lynch) for failing to diligently supervise its officers’, employees’ and agents’ processing of futures exchange and clearing fees charged to its custo http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=5003

  • ABN AMRO Clearing is offering clearing and settlement of trades to the Power Exchange Central Europe (PXE), becoming the 11th bank to join PXE… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=5002

  • Standard & Poor’s (S&P) has appointed Matthew Bosrock as executive managing director and head of Asia-Pacific, succeeding Dominic Crawley… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=5001

  • Brazilian central counterparty (CCP) BM&FBovespa processed 121,284 securities lending transactions in July, beating June’s total of 108,422 by 12,862… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=5000

  • Amanda Cameron has been promoted to managing director and general manager of J. P. Morgan Bank in Luxembourg… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=4999

  • Tom Dalglish has joined SmartStream Technologies as the new head of transformation services… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=4998

  • A trade processing partnership has been signed between BNY Mellon, Helaba (Landesbank Hessen-Thuringen) and the G25, which represents the 25 largest Sparkassen in Germany… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=4997

  • The US is the dominant supplier of reported hedge fund products (38 percent) and assets (53 percent), according to eVestment Sizing’s 2013 Hedge Fund and Fund of Hedge Funds (FoHF) Universe report… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=4996

  • Citigroup Global has been fined $1.85 million by the Financial Industry Regulatory Authority (FINRA) for failing to provide best execution in approximately 22,000 customer transactions involving non-convertible preferred securities… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=4995

  • Results from ConvergEx Group’s US Monetary Policy Survey suggest the Federal Reserve is ‘behind the curve’… http://www.assetservicingtimes.com/assetservicesnews/article.php?article_id=4994

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